The relationship between cerebral regional oxygen saturation during extracorporeal cardiopulmonary resuscitation and the neurological outcome in a retrospective analysis of 16 cases
© The Author(s). 2017
Received: 11 November 2016
Accepted: 18 February 2017
Published: 23 February 2017
In recent years, the measurement of cerebral regional oxygen saturation (rSO2) during resuscitation has attracted attention. The objective of this study was to clarify the relationship between the serial changes in the cerebral rSO2 values during extracorporeal cardiopulmonary resuscitation (ECPR) and the neurological outcome.
We measured the serial changes in the cerebral rSO2 values of patients with out-of-hospital cardiac arrest before and after ECPR in Osaka National Hospital.
From January 2013 through March 2015, the serial changes in the cerebral rSO2 values were evaluated in 16 patients. Their outcomes, as measured by the Glasgow Outcome Scale (GOS) score at discharge, included good recovery (GR) (n = 4), vegetative state (VS) (n = 2), and death (D) (n = 10). In the poor neurological group (VS and D: n = 12; age, 52.8 ± 4.0 years), the cerebral rSO2 values showed a significant increase during ECPR (5 min before ECPR: 52.0 ± 1.8%; 2 min before ECPR: 56.1 ± 2.3%; 2 min after ECPR: 63.5 ± 2.2%; 5 min after ECPR: 66.4 ± 2.2%; 10 min after ECPR: 67.6 ± 2.3% [P < 0.01]). In contrast, in the good neurological group (GR: n = 4; age, 53.8 ± 6.9 years), the cerebral rSO2 values did not increase to a significant extent during ECPR (5 min before ECPR: 61.9 ± 3.1%; 2 min before ECPR: 57.1 ± 4.0%; 2 min after ECPR: 59.6 ± 3.8%; 5 min after ECPR: 61.0 ± 3.7%; 10 min after ECPR: 62.0 ± 3.8% [P = 0.88]). Our study suggested that the patients whose cerebral rSO2 values showed no significant improvement after ECPR might have had a good neurological prognosis.
The serial changes in the cerebral rSO2 values during ECPR may predict a patient’s neurological outcome. The further evaluation of the validity of rSO2 monitoring during ECPR may lead to a new resuscitation strategy.
Sudden cardiac arrest is one of the most important causes of death and an important public health problem in the industrialised world . However, survival from out-of-hospital cardiac arrest (OHCA) is still low , and to improve it, we think that a new resuscitation strategy is needed.
In recent years, the measurement of cerebral regional oxygen saturation (rSO2) by near-infrared spectroscopy (NIRS) during resuscitation has attracted attention. We have already reported the serial changes in the cerebral rSO2 values during resuscitation in patients with OHCA . Chest compression alone could not increase the cerebral rSO2 value, which was found to gradually increase with a return of spontaneous circulation (ROSC). The cerebral rSO2 value also increased promptly after the initiation of extracorporeal cardiopulmonary resuscitation (ECPR) . However, we could not predict the neurological outcome by evaluating the cerebral rSO2 value in patients with OHCA in 2010 .
It is challenging to predict the neurological outcome following OHCA. Although some researchers have reported that the cerebral rSO2 value at hospital arrival can predict the neurological outcome in patients with OHCA [5–7], we thought that this conclusion was incorrect. Because the rSO2 values always change depending on the patient’s situation at the time when the cerebral rSO2 is measured [4, 8], we hypothesise that the serial change in the rSO2 values is important rather than a single measured value.
By chance, we detected a difference in the way the values of cerebral rSO2 in patients with OHCA changed before and after the application of ECPR. Thus, the objective of this study was to clarify the relationship between the serial changes in the cerebral rSO2 value during ECPR and the neurological outcome.
Study design and data collection
This retrospective study was approved by the Ethics Committee of National Hospital Organization Osaka National Hospital (Osaka, Japan). The subjects were all cardiopulmonary arrest (CPA) patients who were transferred to National Hospital Organization Osaka National Hospital by emergency life-saving technicians (ELTs). At the emergency department, a sensor was attached to the patient’s forehead to continuously monitor the cerebral rSO2 value during resuscitation. ELTs and medical staff performed cardiopulmonary resuscitation according to the recommendations of the Japan Resuscitation Council Guidelines 2010, which were based on the American Heart Association and the International Liaison Committee on Resuscitation guidelines . The medical staff could see the rSO2 values during resuscitation, and the values were automatically recorded. However, they did not change the treatment according to the cerebral rSO2 data. We retrospectively collected and analysed data from the CPA patients undergoing ECPR.
The variables that were analysed included the age, sex, initial rhythm, whether the OHCA was witnessed, and whether a bystander performed cardiopulmonary resuscitation (CPR). We evaluated the patient’s cerebral rSO2 values at 5 and 2 min before the application of ECPR and at 2, 5, and 10 min after the application of ECPR. The neurological prognosis was evaluated according to the Glasgow Outcome Scale (GOS) score. The normal range of cerebral rSO2 was determined from 15 healthy adult volunteers whose values were measured on room air.
The NIRS-based rSO2 monitoring system
An rSO2 monitor (TOS-OR; TOSTEC Co., Tokyo, Japan) was used to measure the cerebral rSO2 value. The monitor measures the oxygen saturation based on the Beer-Lambert law, using three different wavelengths of near-infrared LED light, which have specific absorbance in oxyhaemoglobin and deoxyhaemoglobin. The lights pass through the skin to a depth of approximately 3 cm, and the reflected lights are sensed by a photodiode. The reflected lights mainly represent the haemoglobin information in the cerebral cortex. The system can measure rSO2 data every second without the need for pulsation. It is therefore possible to continuously monitor the rSO2 values of CPA patients.
Two rSO2 values (on the left side and right side) were acquired continuously. The average of these two values was then calculated. If the value of one of the two values appeared to be in error, then the other value was used for the data analysis. Finally, graphs were drawn of the serial changes in the cerebral rSO2 values.
All of the data are represented as the mean ± standard deviation (SD). The Wilcoxon rank sum test was used to compare the differences between the two groups at each measurement point. A one-way repeated-measures analysis of variance (ANOVA) was used to evaluate the differences among the measured points. P values of <0.05 were considered to indicate statistical significance. All of the statistical analyses were performed using the JMP Pro 11 for Windows software program (SAS Institute Inc., Cary, NC, USA).
Normal range of cerebral rSO2
The normal range of cerebral rSO2 in the healthy adult volunteers (n = 15; age, 43.2 ± 8.9 years; 10 men and 5 women) was 71.2 ± 3.9% (on room air).
The characteristics of the patients with out-of-hospital cardiac arrest
Good neurological outcome group (GR)
Poor neurological outcome group (VS and D)
Age (±SD) (years)
53.8 ± 6.9
52.9 ± 4.0
The time from the onset of cardiac arrest to the initiation of ECPR (min)
49.5 ± 5.7
64.6 ± 22.6
The relationship between the cerebral rSO2 values during ECPR and the neurological outcome
Recently, a systematic review and meta-analysis reported by Sanfilippo et al.  showed that higher initial and average cerebral rSO2 values were both associated with a greater chance of achieving an ROSC in patients with cardiac arrest; however, they could not show a relationship between the cerebral rSO2 value and the neurological outcome of patients resuscitated from cardiac arrest. Both Ito et al.  and Storm et al.  revealed significantly higher cerebral rSO2 values on hospital arrival in patients with a good neurological outcome, but the cerebral rSO2 values of the good and poor outcome groups varied widely and there was a large amount of overlap. We hypothesised that a single measurement of cerebral value might not be important because the rSO2 values always change depending on the patient’s situation at the time of the rSO2 measurement [4, 8]. Therefore, we think that the value of NIRS should be assessed by trend value, not by absolute value.
Counterintuitively, the results of this study suggested that the patients whose cerebral rSO2 values did not show a significant improvement after ECPR might have had a good neurological prognosis (Figs. 1b and 2). We thought that, in the good neurological group, the brain blood flow was recovered by ECPR, the oxygen was delivered to brain tissue, and the brain tissue might start to consume oxygen. These events continuously change. So, we believe that the most important factor when evaluating the cerebral rSO2 value during resuscitation to predict the neurological outcome is serial change in the cerebral rSO2 values. Two reports have shown a significant increase in the cerebral rSO2 value after the application of ECPR in patients with OHCA; however, all of the reported patients had a poor neurological outcome or died [4, 12]. One report showed that the tissue oxygen index decreased in a patient with a favourable neurological outcome (n = 1) but that it did not change in patients with unfavourable neurological outcome (n = 14) . These reports also failed to show a relationship between the cerebral rSO2 value during ECPR and the neurological outcome.
A recent review on ECPR revealed that the outcome of ECPR in patients with in-hospital cardiac arrest was satisfactory, with good survival rates and good neurological outcome . However, it is more challenging to achieve satisfactory ECPR results in OHCA patients, and a good outcome can only be obtained in 15–20% of the patients, provided that the time from cardiac arrest to the initiation of ECPR is shorter than 60 min. Our results may be useful for helping to establish a new ECPR strategy for cardiac arrest patients. If we can predict the neurological outcome during ECPR, we might be able to develop innovative methods to further improve the neurological outcome of these patients.
The present study is associated with some limitations. Firstly, the present study is a single-centre, retrospective study with a small population. There was no ECPR protocol and the application of ECPR depended on the physician’s decision. Furthermore, it was not possible to evaluate the cerebral rSO2 value in all of the patients who underwent ECPR during this study period. The number of CPA cases was 420 during the study period. Second, only the patients whose cerebral rSO2 values were recorded during resuscitation were included in the present study. So, we could not evaluate the relationship between the cerebral rSO2 values and the cardiac index, the timing of ROSC and blood pressure. In this study, all patients did not get ROSC during the evaluation of the cerebral rSO2. Third, we did not evaluate the relationship between the cerebral rSO2 values and the blood sample parameters such as the SaO2, PaO2, PaCO2, haematocrit, and lactate values. Fourth, we could not evaluate brain function such as electroencephalogram. Moreover, we did not evaluate the cerebral rSO2 values in the pre-hospital setting. Recently, we developed a portable rSO2 monitor (HAND ai TOS®; TOSTEC Co.), which is 170 × 100 × 50 mm in size and 600 g in weight and which is small enough to carry in the pre-hospital settings. Thus, we can now measure the pre-hospital rSO2 values . There is a need for a prospective multi-centre study that includes measurements from the pre-hospital setting.
The cerebral rSO2 value during ECPR may predict the neurological outcome. The further evaluation of the validity of cerebral rSO2 monitoring during ECPR may lead to a new resuscitation strategy.
We gratefully acknowledge the devoted cooperation of the medical staff in the Traumatology and Critical Care Medical Center, National Hospital Organization Osaka National Hospital.
This work was supported by Grants-in-Aid for Scientific Research from the Ministry of Education, Culture, Sports, Science, and Technology in Japan (no. 15H05007).
Availability of data and materials
All data generated or analysed during this study are included in this published article.
NE, TH, TS, and MO designed the study. NE, AW, TN, and DS collected and generated the data. NE, TH, TS, AW, TN, NM, and MO analysed the data. NE and TH wrote the first draft. TS, NM, MO, DS, and TS helped to draft the manuscript. All of the authors read and approved the final manuscript.
The authors declare that they have no competing interests.
Consent for publication
We could not obtain consent from all the patients because the subjects were all in CPA.
Ethics approval and consent to participate
This study was approved by the Ethics Committee of National Hospital Organization Osaka National Hospital (Osaka, Japan), and the institutional review board waived the need for informed consent because the subjects were all in CPA and this rSO2 monitor was non-invasive for patients.
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